Business Consultant
Kforce Inc

Milwaukee, Wisconsin


RESPONSIBILITIES:

Kforce's downtown Milwaukee, WI client is currently sourcing for a 3-month Business Consultant contractor to work remotely for their organization. Summary:In this role, you will add value by helping our business partners grow their business the right way by performing reviews and support in alignment with regulatory requirements and firm practices. You will be reviewing an advisor's written correspondence or personal planning analysis tool (PPA), approving a new investment account, and/or reviewing transaction flags through our monitoring system (SMART).

REQUIREMENTS:

  • 3-5 years of compliance experience is required
  • Must have Series 7 and 24 license or in lieu of 24 will accept Series 9 & 10 along with Series 7
  • Must have understanding of brokerage space-broker/dealer experience
Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.



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